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Original Article
ARTICLE IN PRESS
doi:
10.25259/KPJ_71_2025

A nested case–control study on mortality and outcome of neonates admitted to a tertiary neonatal intensive care unit

Department of Pediatrics, Raigmore Hospital, Inverness, United Kingdom.

*Corresponding author: Hirensinh Jitendrasinh Rao, Department of Pediatrics, Raigmore Hospital, Inverness, United Kingdom. jigshirenrao@gmail.com

Licence
This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-Share Alike 4.0 License, which allows others to remix, transform, and build upon the work non-commercially, as long as the author is credited and the new creations are licensed under the identical terms.

How to cite this article: Rao HJ. A nested case–control study on mortality and outcome of neonates admitted to a tertiary neonatal intensive care unit. Karnataka Paediatr J. doi: 10.25259/KPJ_71_2025

Abstract

Objectives:

This study aimed to evaluate trends in morbidity, mortality, risk factors, complications and clinical practices among preterm infants admitted to a neonatal intensive care unit (NICU) and to explore whether optimisation of neonatal care can contribute to broader national health and prosperity.

Material and Methods:

A nested case–control study was carried out in a tertiary NICU in Saudi Arabia. Preterm infants born <37 weeks were included. Infants who died within 1 year were designated as cases and those who survived with morbidities as controls. Key variables included gestational age (GA), birth weight (BW), gender, Apgar scores and maternal antenatal steroid exposure. Statistical comparisons were made between two groups for qualitative and quantitative variables using Chi-square, odds ratio and interquartile range and were validated using the Mann–Whitney U-test. A confidence interval of 95% and P < 0.05 were considered statistically significant.

Results:

A total of 49 preterm infants were analysed (15 cases, 34 controls). The case group had significantly lower GA and BW compared with the control group (Mann–Whitney U P < 0.001). Antenatal steroid use and Apgar scores were significantly lower among case group compared to the control group. The incidence of seizure and grade 4 intraventricular haemorrhage (IVH) were higher in the case group (P = 0.05). The occurrence of other neonatal morbidities – including patent ductus arteriosus (PDA), necrotising enterocolitis (NEC), bronchopulmonary dysplasia and retinopathy of prematurity, sepsis did not show a statistically significant difference between the groups. However, severe form of these complications such as grade 4 IVH, severe NEC, large PDA and severe sepsis, was predominantly noted among the case group compared to the control.

Conclusion:

Mortality among preterm infants is markedly noted with lower GA (<27 weeks), low BW (<970 g) and absence of antenatal steroid exposure to the mother. Severe NEC, moderate-to-large PDA, sepsis, seizures and grade 4 IVH were significantly observed risk factors increasing the risk of mortality. Although NICU care has improved the survival of preterm babies, morbidities among survivors remain substantial. Enhancing antenatal care, midwife-led antenatal care as a bridge between obstetrician and mother, advanced neonatal management and post-discharge follow-up in liaison with multidisciplinary team may reduce preterm birth and its related complications and may potentially improve long-term health outcome, reduce healthcare and social cost and enhance national wellbeing and economic prosperity.

Keywords

Bronchopulmonary dysplasia
Early childhood care
Preterm babies mortality
Preterm babies morbidity

INTRODUCTION

Health in the early years – from preconception through pregnancy to the first 5 years of life – forms the foundation for lifelong health, productivity and national prosperity. The Developmental Origins of Health and Disease framework demonstrates that early-life exposures profoundly shape health trajectories, as this is a critical period for organogenesis and long-term biological programming. Early interventions can, therefore, yield cumulative long-term benefits and substantially reduce future healthcare burdens.

Evidence from the United States suggests that high-quality early childhood programs yield approximately 13% annual returns on investment throughout life.[1] Therefore, prevention of preterm birth and minimising the risk if preterm birth happens is essential. Midwife-led community antenatal care by bridging the gap between mother and obstetrician, continuous monitoring and implementation of early childhood health policies are vital to achieve this goal.

Preterm birth is defined as birth before 37 completed weeks of gestation and is subcategorised into extremely preterm (<28 weeks), very preterm (28–32 weeks) and moderate-to-late preterm (32–37 weeks). Globally, about 15 million infants are born preterm annually, and nearly one million die from complications of prematurity.[2] The World Health Organisation recommends implementing measures and providing high-quality care to prevent preterm birth and associated complications.[3]

In low-resource settings, nearly up to 50% of infants born before 32 weeks die due to lack of basic neonatal interventions (e.g. thermal care, infection control and respiratory support). In contrast, in high-income settings, survival is high but often accompanied by significant long-term disabilities.[3] Very low birth weight preterm babies are vulnerable to respiratory distress syndrome, necrotising enterocolitis (NEC), intraventricular haemorrhage (IVH), chronic lung disease, sepsis and long-term neurological and visual impairment. Even among those who survive, risks of short bowel syndrome, malnutrition, learning difficulties and reduced pulmonary function are increased.[4-7]

In this study, we compare profiles of preterm infants who died in the 1st year with those who survived with preterm-related morbidities in a tertiary NICU in Saudi Arabia, to identify key predictors of mortality and morbidity in preterm infants.

MATERIAL AND METHODS

Design and participants

This nested case–control study comprised all preterm infants (<37 weeks) admitted to a tertiary NICU of a multispecialty hospital in Riyadh during 2013. Infants who died within the 1st year were classified as cases and those who survived with preterm-related morbidities as controls.

Sample size calculation

Based on an assumed mortality rate of 39/1,000 live preterm births and 1/1,000 among surviving preterm infants with morbidity, with 95% confidence interval (CI) and 80% power (1:2 case-control ratio), we required 17 cases and 34 controls. Sample size was calculated using OpenEpi software.[8]

Data collection

Demographic and clinical data collected included gestational age, birth weight, gender, Apgar scores (1, 5, 10 min), maternal antenatal steroid use and comorbidities such as patent ductus arteriosus (PDA), retinopathy of prematurity (ROP), seizures, pulmonary hypertension, bronchopulmonary dysplasia (BPD), air leak, NEC, osteopenia of prematurity (OOP), IVH, urinary tract infection (UTI) and sepsis . PDA was graded as small (≤1.5 mm), moderate (1.5–2.5 mm) or large (>2.5 mm).

Statistical analysis

We used Statistical Package for the Social Sciences version 25 (IBM, NY, USA). Qualitative data were summarised as numbers and percentages; quantitative data as medians with interquartile ranges. Comparisons between cases and controls were made using odds ratios with 95% CIs. P<0.05 was considered statistically significant. For more than two subgroups, we calculated the Chi-square value, degree of freedom and P-value. The quantitative variables were compared in cases and control groups and were validated by Mann–Whitney U-test.

RESULTS

A total of 49 preterm infants were analysed, 15 preterm babies that died (cases) and 34 survived with morbidities (controls). Comparison of demographic and birth details of preterm babies of the two groups is given in Table 1.

Table 1: Comparison of preterm neonates who died compared to those who survived.
Demographic Variables Preterm neonates died (n=15) Preterm neonates survived (n=34) Validity
Gestational age (months)
  Median 25 28 Mann-Whitney U P<0.001
  IQR 24; 26 27; 31.3
Birth weight (gram)
  Median 750 1,120 Mann-Whitney U P<0.001
  IQR 650; 970 865; 1,385
Apgar 1
  Median 2.5 6.0 Mann-Whitney U P=0.02
  IQR 1.0; 5.0 4.0; 7.0
Apgar 5
  Median 5.0 8.0 Mann-Whitney U P<0.001
  IQR 3.0; 7.0 7.0;8.0
Apgar 10
  Median 6.5 8.0 Mann Whitney U P=0.002
  IQR 5.0; 7.3 8.0; 9.0
Number Percentage Number Percentage Validity
Gender
  Male 8 53.3 18 52.9 OR=1.02 (95% CI: 0.3; 3.4) P=0.98
  Female 7 46.7 16 47.1
Birthplace
  Inborn 11 73.3 33 97.1 OR=0.08 (95% CI: 0.01; 0.8)
  OB 4 26.7 1 2.9
Antenatal steroid
  No 12 80.0 10 29.4 Chi square=11.7
Df=2
P=0.001
  1 3 20.0 21 61.8
  2 0 0.0 3 8.8

CI: Confidence interval, OR: Odds ratio, IQR: Interquartile range, Df: Degree of freedom

Demographic and birth characteristics

Preterm infants in the case group had significantly lower gestational age and birth weight compared to controls (P < 0.001). Antenatal steroid administration to the mother was significantly lower in the case group compared to the control group. No significant gender difference was observed [Table 1].

Comorbidities

The presence of comorbidities among cases and controls is given in Table 2.

Table 2: Comorbidities related to preterm births in neonates that died compared to those survived.
Comorbidities Preterm neonates died (n=15) Preterm neonates survived (n=34) Validity
Number Percentage Number Percentage
ROP
  Yes 2 13.3 6 17.6 OR=0.85 (95% CI: 0.1;5.0) P=0.9
  No 9 60.0 23 67.6
  Undetermined 4 26.7 11 32.4
Seizure
  Yes 4 26.7 2 5.9 OR=7.0 (95% CI: 1.1; 45.0) P=0.05
  No 9 60.0 32 94.1
  Undetermined 2 13.3 0 0.0
PDA
  Yes 1 5 33.3 12 35.3 Chi square=0.5
Df=2
P=0.47
  Yes 2 3 20.0 0 0.0
  No 7 46.7 22 64.7
PHT
  Yes 1 6.7 0 0.0 P=0.28
  No 12 80.0 33 97.1
  Undermined 2 13.3 1 2.9
BPD
  Yes 2 13.3 1 2.9 OR=6.4 (95% CI: 0.5; 78.0) P=0.18
  No 10 66.7 32 94.1
  Undermined 3 20.0 1 2.9
NEC
  Yes 2 13.4 0 0.0 OR=5.3 (95% CI: 0.8; 37) P=0.12
  Suspected 1 6.7 2 5.9
  No 9 60.0 32 94.1
  Undetermined 3 20.0 0 0.0
OOP
  Yes 1 6.7 1 2.9 OR=0.97 (95% CI: 0.06; 16.2) P=0.98
  No 14 93.3 33 97.1
Sepsis
  Coagulase −ve staph 3 20.0 3 8.8 OR=1.2 (95% CI: 0.32; 4.4) P=0.78
  Gram −ve 1 6.7 7 20.6
  Fungal 1 6.7 0 0.0
  None 10 66.7 24 70.6
IVH
  0 3 20.0 13 38.2 OR=0.38 (95% CI: 0.09; 1.7) P=0.23
  1 0 0.0 2 5.9
  2 2 13.3 9 26.5
  3 4 26.7 3 8.8
  4 3 20.0 1 2.9
  Undetermined 3 20.0 6 17.6
Air leak
  Yes 2 13.3 2 5.9 OR=3.2 (95% CI: 0.4; 25.7) P=0.32
  No 10 66.7 32 94.1
  Undetermined 3 20.0 0 0.0

CI: Confidence interval, OR: Odds ratio, ROP: Retinopathy of prematurity, PDA: Patent ductus arteriosus, BPD: Bronchopulmonary dysplasia, NEC: Necrotising enterocolitis, OOP: Osteopenia of prematurity, IVH: Intraventricular haemorrhage, PHT: Pulmonary Hypertension

Seizure episodes were significantly more common among cases (P = 0.05). Other comorbidities, including PDA, NEC, IVH, BPD, ROP, air leak, sepsis and OOP were observed in both groups. They did not differ significantly; however, some significant differences were observed in terms of severity of comorbidities, such as grade 4 IVH, severe NEC and large PDA were noted predominantly in the case group in comparison to the control group [Table 2].

  • PDA was present in eight babies from case group (5 small [grade 1], 3 moderate-to-large [grade 2]) and 12 from the control group (11 had small size and 1 was moderate-to-large subsequently). Among the cases, six were treated medically, and two underwent surgical ligation of PDA. Among the control group, 11 were treated medically and one was treated surgically (4).[9,10]

  • NEC was reported in 3 cases in the case group (all operated) and 1 from the control group (managed medically). All three cases that required surgery for NEC did not reach full feeding and had severe NEC before they reached half of full feeding

  • IVH was seen in 9 in the group (3 grade 4 IVH, 4 grade 3IVH and 2 grade 2 IVH) and 15 in the control group (3 grade 3 IVH, 9 grade 2 IVH, 3 grade 3 IVH and 2 grade 1 IVH). Four babies with IVH from the control group required prolonged monitoring and observation for IVH. Out of four only one required surgical treatment and three had resolved by itself without any treatment.

  • ROP was noted in two cases in case group; one was treated with cyclophotocoagulation. Six in the control group, one required laser and rest five were closely monitored to ensure resolution

  • Sepsis was observed in both groups with Gram-negative, Gram-positive organism and fungi. Among 15 cases, one had Gram-negative organism, three had Gram-positive coci and one had fungi. However, in case group, coagulase-negative staphylococci and fungal pathogens were predominant; in control group, seven had Gram-negative organism and three had Gram-positive organisms. Three of control group had UTIs and two had meningitis; none of the preterm babies from the case group had UTI or meningitis. These all-sepsis cases were treated as per unit protocol for antibiotics as per the antimicrobial guideline policy.

DISCUSSION

Optimising neonatal and early childhood care is vital for improving survival, long-term health and national productivity. The Royal Foundation and the London School of Economics estimated that preventable early childhood adversities cost the UK £16.13 billion annually, excluding lifetime productivity losses.[11,12]

Well-known Epicure cohort studies also suggest that extreme preterm babies are surviving but with long-term health problems, putting greater demands on health, education and social services.[13]

Our findings confirm that lower gestational age (24–26 weeks), very low birth weight, absence of antenatal steroid exposure, seizures, severe NEC, grade 4 IVH and large PDA are major predictors of adverse outcome among preterm infants.

Antenatal steroid and magnesium sulphate administration to expectant mother of preterm baby has shown remarkable improvement in outcome. Primarily antenatal steroid, which not only helps in lung maturity but also prevent IVH and NEC.[14] Magnesium sulphate has a role in the neuroprotective effect if given before preterm delivery or caesarean section.

The study design of nested case–control enabled us to generate a higher level of evidence.

Although PDA, NEC, ROP and IVH were nearly common in both groups, the severity of these complications were more in the case group, compared to the control group. Such as severe NEC which required surgical repair, were predominant in the case group in three cases.[15,16] Similarly, moderate-to-large PDA were noted significantly in case group in comparison to the control group in which most of them had small PDA.

Extreme preterm babies are very fragile nutrition and growth are very challenging to achieve, careful use of parenteral nutrition, maximising gradual and early introduction of expressed breast milk to colonise the gut with vigilant monitoring, keeping close observation of feeding tolerance, and optimised use of probiotics could be helpful in the prevention of severe NEC. In our study, three cases had severe NEC, who did not reach full feeds, they just reached nearer to 50% of full feeds.They did not responded to conservative management and needed surgery.[17,18]

The ROP prevalence (16%) aligns with global surveys (18.8%).[19] Seizures and grade 4 IVH were more noted in the case group, which warns that the fragile preterm neonates’ brains need meticulous care, optimised fluid, inotropes and vigilant monitoring to detect it early. Neurological injury can cause significant compromise in further neurodevelopment milestones and sensory motor functions. We did not have sufficient data about their long-term development. Study with a track record of developmental assessment, as per the Bayley scales of infant and toddler, may help to assess the long-term impact on development.[20,21]

Seizure incidence may also reflect electrolyte disturbances or hypoxic injury, warranting vigilant monitoring in preterm care such as early cranial ultrasound of head at bed side in NICU on (Day 0, 3 and 7) by in house trained doctor to prevent delay due to input from radiologist which may take time, strict fluid policy, optimised use of saline bolus only if required could be very helpful in prevention of severe IVH.[22]

Sepsis was similarly frequent in both groups; the causative group of pathogens observed was Gram-positive cocci and Gram-negative bacteria among both groups. However, Gram-positive cocci infection (coagulase-negative staph aureus) was predominant in the case group, in which three babies had severe NEC requiring surgical repairs. The majority of preterm babies require umbilical lines and long lines for parenteral nutrition, inotropic infusion and for frequent blood sampling for blood investigations. They are at risk of line sepsis; coagulase-negative staphylococci are very commonly observed organisms in line sepsis. Diagnosis of neonatal sepsis remains challenging; risk calculators, strict line sepsis prevention practice, effective hand hygiene while handling umbilical and long lines and closed circuit arterial line for blood collection from artery may be very useful to curtail line sepsis.

BPD and air leak were relatively uncommon and did not differ significantly, perhaps reflecting advances in respiratory management and good ventilation strategies.[23]

Although advances in NICU care have improved survival, still persistent morbidities highlight the need for improved multidisciplinary management and robust risk prevention strategies, effective parental counselling and long-term follow-up planning. Neonatal sepsis remains a challenge, requiring careful diagnosis and rational antibiotic use. Improved ventilation strategies and pharmacotherapy continue to reduce mortality from BPD.[23]

Midwife-led continuity care models have been shown to reduce preterm births by 24%.[24] In the United Kingdom, the midwife-led community model of antenatal care has been in practice for many years and has shown very potential beneficial results. Expanding such a care model and program could be helpful in optimising antenatal care by bridging the gap between obstetrician and families, which may help in reducing preterm birth and subsequently preterm birth-related complications and could significantly reduce health and economic burden to families and health care providers.

Limitations

This is a retrospective single-centre study with a small sample size, which limits generalizability.

What is already known

We know that <28 weeks preterm has a worldwide high mortality and is at risk of high morbidities.

What this study adds that may change practice

This study shows that preterm babies <27 weeks of gestational age are highly fragile babies and they have, at a time, large numbers of prematurely developed organs which are at imminent risk and when they are affected in severe form, it becomes life-threatening, not only that, but also causes long-term morbidities. Therefore, the solution is 1. Prevention of preterm birth,establishing an organised care structure so that there are no gaps, we could achieve this by midwife led community care of antenatal mothers.

2. By effective and advanced neonatal management, so that preterm babies do not develop severe complications such as severe NEC, grade 4 IVH, severe line sepsis, and large PDA, as these are predominant risk factors for both mortality and morbidities. We could effectively control it by training the team, effective line sepsis prevention protocols, early detection of NEC by early X-ray abdomen, vigilant feeding policy, early and regular cranial ultrasounds and echocardiography would identify if severe IVH or large PDA and risk could be mitigated with policy and protocol of early screening and effective management.

CONCLUSION

Providing care for preterm babies in the NICU remains a high-stakes balance between survival and minimising lifelong morbidity. Despite improvements in neonatal care, many survivors face significant comorbidities that challenge health care systems, education, social services and families.[25] Integrated approach – encompassing improvement and strengthening antenatal care, staff training, parental support and long-term follow-up – is essential. Midwife-led antenatal care module, innovative interventions and policy support could be helpful to reduce preterm birth and preterm birth-related morbidities which could optimise long-term health outcomes and minimise burden on health care and social services.

Acknowledgements:

The author thanks the NICU team and the parents of the preterm infants for their contributions.

Availability of data and materials

Data are proprietary of the tertiary NICU of a multispecialty hospital, Riyadh, Saudi Arabia.

Authors’ Contributions:

Conceptualisation, study planning, data collection/analysis and manuscript writing.

Ethical approval:

The IRB approved this retrospective data review study. Parental consent waived. In this retrospective data, however personal identification data were de linked. Before, during and post study.

Declaration of patient consent:

The authors certify that they have obtained all appropriate patient consent.

Conflicts of interest:

There are no conflicts of interest.

Use of artificial intelligence (AI)-assisted technology for manuscript preparation:

The authors confirm that they have used artificial intelligence (AI)-assisted technology for assisting in the writing or editing of the manuscript or image creations.

Financial support and sponsorship: Nil.

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